SBICs provide equity capital, long-term loans, debt-equity investments and management assistance to small businesses.
SBIC Investment and Financing Companies Located in Colorado
Appian Ventures SBIC I, L.P.
Phillip Dignan, Contact
1700 Lincoln Street, Suite 1800
Denver, CO 80203
Phone: (303)830-2450 Fax: (303)830-2449
Email: phillip@appianvc.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
CapEx L.P.
Jeffrey Ross, Manager
518 Seventeenth Street, 17th Floor
Denver, CO 80202
Phone: (303)869-4700 Fax: (303)869-4602
Email: jhawkey@capexsbic.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Cornerstone Ventures, L.P.
John R. Ord, Contact
11001 West 120th Avenue, Suite 310
Broomfield, CO 80021
Phone: (303)410-2500 Fax: (303)469-6370
Email: jord@cornerstoneventures.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $1,000,000
Preferred Max: $4,000,000
TYPE OF CAPITAL PROVIDED
Equity
FUNDING STAGE PREFERENCE
All Stages
INDUSTRY PREFERENCE
Corporate Software
Software Services
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Hanifen Imhoff Mezzanine Fund, L.P.
Edward C. Brown, Manager
1125 17th Street, Suite 2260
Denver, CO 80202
Phone: (303)297-1701 Fax: (303)297-1702
Email: rita@rockycapital.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $2,000,000
Preferred Max: $5,000,000
TYPE OF CAPITAL PROVIDED
Debt w/Equity Features
Preferred Stock
Common Stock
FUNDING STAGE PREFERENCE
Later Stage
MBO
LBO
Acquisition
Growth
INDUSTRY PREFERENCE
Manufacturing
Distribution
Service
GEOGRAPHIC PREFERENCES
Nat. Midwest
Rocky Mountain
DESCRIPTION OF FIRM'S FOCUS
Provider of mezzanine & equity capital to
small & middle market companies.
Funds are used to finance ownership
transitions, recapitalizations, strategic
acquisitions and growth for later
stage businesses.
NewWest Mezzanine Fund, L.P.
David Henry, Managing General Partner
1700 Lincoln Street
Suite 2000
Denver, CO 80203
Phone: (303)764-9677 Fax: (303)832-6154
Email: dhenry@mezzcap.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Rocky Mountain Mezzanine Fund II, L.P.
Edward Brown & Paul Lyons, Mgrs.
1125 17th Street, Suite 2260
Denver, CO 80202
Phone: (303)297-1701 Fax: (303)297-1702
Email: rita@rockycapital.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Roser Partnership III, SBIC, L.P. (The)
James Roser and Christopher Roser, Mgrs.
1105 Spruce Street
Boulder, CO 80302
Phone: (303)443-6436 Fax: (303)443-1885
Email: avalenti@roserventures.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Vista Ventures Advantage, LP
Catharine M. Merigold, Contact
11001 W. 120th Avenue, Suite 310
Broomfield, CO 80021-
Phone: (303)410-2527 Fax: (303)466-9316
Email: catharine@vistavc.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Wolf Venture Fund III, L.P.
David Wolf, Contacts
1600 Stout Street
Suite 1510
Denver, CO 80202
Phone: (303)321-4800 Fax: (303)321-4848
Email: tshouse@wolfventures.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
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