SBICs provide equity capital, long-term loans, debt-equity investments and management assistance to small businesses.
SBIC Investment and Financing Companies Located in Ohio
Banc One Capital Partners, LLC
James Henson
c/o Stonehenge Financial Holdings, Inc.
191 W. Nationwide Blvd., Suite 600
Columbus, OH 43215
Phone: (614)246-2440 Fax: (614)246-2441
Email: jjhenson@stonehengefinancial.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $3,000,000
Preferred Max: $7,000,000
TYPE OF CAPITAL PROVIDED
Debt Securities
Equities
FUNDING STAGE PREFERENCE
Later Stage
INDUSTRY PREFERENCE
Diversified
GEOGRAPHIC PREFERENCES
Midwest
Southwest
DESCRIPTION OF FIRM'S FOCUS
Clarion Capital Corp.
Tom Niehaus, CFO
Ohio Savings Plaza
1801 East 9th Street, Suite 1120
Cleveland, OH 44114
Phone: (216)687-1096 Fax: (216)694-3545
Email: karena@clariongrp.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $250,000
Preferred Max: $1,000,000
TYPE OF CAPITAL PROVIDED
Equity Investments
FUNDING STAGE PREFERENCE
Expansion
Later Stage
INDUSTRY PREFERENCE
Life Sciences
Technology Related
Diversified
GEOGRAPHIC PREFERENCES
Midwest
National
DESCRIPTION OF FIRM'S FOCUS
Enterprise Ohio Investment Company (SSBIC)
Janet White, Manager
8 North Main Street
Dayton, OH 45402
Phone: (937)226-0457 Fax: (937)222-7035
Email: jwhite@citywidedev.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $50,000
Preferred Max: $100,000
TYPE OF CAPITAL PROVIDED
Equity Loan Investments
FUNDING STAGE PREFERENCE
Expansion
Later Stage
Franchise
INDUSTRY PREFERENCE
Diversified
GEOGRAPHIC PREFERENCES
Southwest
Ohio
DESCRIPTION OF FIRM'S FOCUS
Key Equity Capital Corporation
David Given, President
127 Public Square, 51st Floor
Cleveland, OH 44114
Phone: (216)535-4711 Fax: (216)689-3204
Email: lroot@bluepointcapital.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max: $2,000,000
TYPE OF CAPITAL PROVIDED
Willing to make Equity Invs.
FUNDING STAGE PREFERENCE
Later Stage
INDUSTRY PREFERENCE
Diversified
GEOGRAPHIC PREFERENCES
National
DESCRIPTION OF FIRM'S FOCUS
Key Mezzanine Capital, LLC
Dennis Wagner
800 Superior Avenue, 10th Floor
Cleveland, OH 44114
Phone: (216)828-8125 Fax: (216)828-8125
Email: dwagner@mcdinvest.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
National City Capital Corporation
William H. Schecter, President & G.M.
1965 East Sixth Street, Suite 1010
Cleveland, OH 44114
Phone: (216)222-2491 Fax: (216)222-9965
Email: smbreznak@nccapital.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $1,000,000
Preferred Max: $5,000,000
TYPE OF CAPITAL PROVIDED
Equity
Subordinated Debt
Debt w/Equity
FUNDING STAGE PREFERENCE
Expansion
Growth
Later Stage
INDUSTRY PREFERENCE
Manufacturing
Distribution
Consumer Products
Retail
GEOGRAPHIC PREFERENCES
Midwest
DESCRIPTION OF FIRM'S FOCUS
Invests subordinated debt and equity in a
variety of industries throughout the
Midwest. President and G.M.:
William H. Schecter.
River Cities Capital Fund II, L.P.
Edwin Robinson, Contact
221 East Fourth Street
Suite 1900
Cincinnati, OH 45202
Phone: (513)621-9700 Fax: (513)579-8939
Email: trobinson@rccf.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min:
Preferred Max:
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
River Cities Capital Fund L.P.
R. Glen Mayfield, Manager
221 East Fourth Street
Suite 1900
Cincinnati, OH 45202
Phone: (513)621-9700 Fax: (513)579-8939
Email: trobinson@rccf.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $1,500,000
Preferred Max: $4,000,000
TYPE OF CAPITAL PROVIDED
Equity
FUNDING STAGE PREFERENCE
Early Stage
Expansion
Later Stage
Acquisition
INDUSTRY PREFERENCE
Healthcare
Information Technology
Telecommunications
Manufacturing
GEOGRAPHIC PREFERENCES
Ohio
Kentucky
Indiana
Midwest
Southeast
DESCRIPTION OF FIRM'S FOCUS
Seek to invest in exceptional managers
operating companies that exhibit the
potential to be market leaders in
industries with strong business economics.
River Cities SBIC III, L.P.
Edwin T. Robinson, Contact
221 East Fourth Street, Suite 1900
Cincinnati, OH 45202
Phone: (513)621-9700 Fax: (513)579-8939
Email: trobinson@rccf.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Virgin Ventures Fund I, L.P.
Jakki Haussler, Contact
One West Fourth Street, Suite 415
Cincinnati, OH 45202
Phone: (513)721-8831 Fax: (513)639-3072
Email: jhaussler@opusinc.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
Walnut Investment Partners, L.P.
Jimmy Gould, Managing Partner
312 Walnut Street, Suite 1151
Cincinnati, OH 45202
Phone: (513)651-3300 Fax: (513)651-1084
Email: Angie.Fischer@TheWalnutGroup.com
INVESTMENT CRITERIA
INVESTMENT SIZE RANGE
Preferred Min: $0
Preferred Max: $0
TYPE OF CAPITAL PROVIDED
FUNDING STAGE PREFERENCE
INDUSTRY PREFERENCE
GEOGRAPHIC PREFERENCES
DESCRIPTION OF FIRM'S FOCUS
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